Life Settlements: Too Good To Be True?

A relatively new segment of the life insuranceorder to reap the benefit of it. Well, not anymore.
industry has emerged which is creating quite a stir. IThe same investors that made billions of dollars
am referring to the rapidly growing life settlementthrough the viatical settlement industry came up with
industry. Essentially, a life settlement is the sale ofa plan so that people can profit from their death -
ownership rights to an existing life insurance policybefore they die. A life settlement allows the insured
from the insured to a third party for more than theto receive a substantial lump sum - usually in the
surrender value but less than the death benefit.hundreds of thousands of dollars, while they are still
Advocates of the industry say that it's a win-winalive. So the insured gets a big cash payout to enjoy
situation for everyone involved. The seller getswhile they are still alive and the investors get a big
immediate funds, and the buyer can receive greatercash payout when the insured dies. It looks like
sums upon the death of the insured. Sounds great,everyone is a winner here, doesn't it? Unfortunately,
doesn't it? Like most things, in order to understand itin order for there to be a winner there must also be
we must first look at its history.a loser.
The life settlement industry is a spin-off of theSo who loses in this deal? Insurance companies.
viatical settlement industry. Viatical settlements cameInsurance companies love it when a policy lapses. A
about in the late 1980's during the outbreak of thelapse is when the insured stops paying their premiums
AIDS epidemic. AIDS patients had exhausted theirand as a result, the insurance company never has to
funds in order to pay for medical treatment. One ofpay a death benefit. So if someone faithfully pays
the few things of value that many of these patientstheir premiums for years and years and then
had left was their life insurance policy. At this time, asuddenly stops, the insurance company gets to keep
group of investors decided that it made sense toall of that money and never has to pay out a dime.
purchase these policies. If someone had a $1,000,000Unfortunately for the insurance companies, policy
policy that they were willing to sell for say $500,000owners who would have allowed their policies to
and their life expectancy was one year, anyone couldlapse in the past are now selling their policies. Upon
see that this was an exceptional investment. Thethe sale of the policy, the buyer is obligated to pay
investors would see a pre-tax profit of $500,000the future premiums until the insured dies. Of course
minus any premiums they had to pay to keep thethe buyer won't allow the policy to lapse because the
policy up. I can't think of anyone that would turnwhole reason that they purchased the policy was to
down a 100% yearly return on their investment. Thisrealize the death benefit. As a result, many insurance
practice grew into a billion dollar industry overnight.companies are forbidding their agents to advise their
Thankfully, medical advancements began to lengthenclients to pursue a life settlement.
the life expectancies of AIDS patients and instead ofLife settlements can be extremely beneficial for
having one year to live, patients were living for 10 orsome people. For example, if there are immediate
20 years after their diagnosis. As a result, instead offinancial needs, a life settlement is an excellent means
seeing a 100% return on their investment, investorsto provide income. There is essentially no risk and
were seeing a 5% or 10% return. Suddenly, bettingthere are no out of pocket expenses. On the other
on death wasn't such a sound investment and thehand, life settlements don't make much sense for
viatical settlement industry vanished as rapidly as itsome people. If an insured doesn't mind paying the
had arrived.expensive premiums to keep the policy up, they
Life Insurance has always been a very profitableshould obviously keep the policy in order for their
business. There are numerous reasons to purchasebeneficiaries to realize the full death benefit. As with
life insurance: tax-free savings, financial security forany investment opportunity, a life settlement should
dependents, I could go on all day. The only problembe carefully considered with one's advisors.
with life insurance is that you have to actually die in